Oral Session
Oral 4F Learning Theory
AUDITORIUM
DPO Unchained: Your Training Algorithm is Secretly Disentangled in Human Choice Theory (and Its Loss' Convexity is Dispensable)
Wenxuan Zhou ⋅ Shujian Zhang ⋅ brice magdalou ⋅ John Lambert ⋅ Ehsan Amid ⋅ Richard Nock ⋅ Andrew Hard
Normative theories allow one to elicit key parts of a ML algorithm from first principles, which is crucial at a time of championed scrutiny for ML work. Direct Preference Optimization (DPO) cleverly bypasses reward modeling by making an explicit link with a specific normative model of human choice. Our paper elevates this connection to the full generality of DPO's normative framework. Getting there requires reworking social choice theory's textbook path for a better RLHF/ML fit. It elevates the connection to a remarkably broad viewpoint on preference optimization, considering the current panorama of DPO follow-ups. It also unveils unexpected riches for ML, chief among which the support for non-convex losses, the fact that any compliant ML analytical choice can be embedded with any human choice model, and a normative framework's umbrella wide enough to safeguard DPO's extensions (margins, length correction, ...). A toy experiment ``far away'' from the DPO crowd is given.
High-Accuracy Sampling for Diffusion Models and Log-Concave Distributions
Fan Chen ⋅ Sinho Chewi ⋅ Constantinos Daskalakis ⋅ Alexander Rakhlin
We present algorithms for diffusion model sampling which obtain $\delta$-error in $\mathrm{polylog}(1/\delta)$ steps, given access to $\widetilde O(\delta)$-accurate score estimates in $L^2$. This is an exponential improvement over all previous results. Specifically, under minimal data assumptions, the complexity is $\widetilde O(d\mathrm{polylog}(1/\delta))$ where $d$ is the dimension of the data; under a non-uniform $L$-Lipschitz condition, the complexity is $\widetilde O(\sqrt{dL}\mathrm{polylog}(1/\delta))$; and if the data distribution has intrinsic dimension $d_\star$, then the complexity reduces to $\widetilde O(d_\star\mathrm{polylog}(1/\delta))$. Our approach also yields the first $\mathrm{polylog}(1/\delta)$ complexity sampler for general log-concave distributions using only gradient evaluations.
Standard Transformers excel at semantic modeling but struggle with rigid sequential logic and state tracking. Theoretical work establishes that self-attention is limited to $\mathsf{AC}^0$ (under hard attention) or $\mathsf{TC}^0$ (under soft attention), complexity classes that often fail to support robust length generalization on sequential problems without intermediate chain-of-thought (see hahn2020theoretical and merrill2022saturated). In this work, we introduce \emph{Rational Transductors}, a dual-stream architecture that augments the Transformer with a matrix-valued recurrence derived from Weighted Finite Automata (WFA). By injecting rational state information into the attention mechanism via a *Deep Rational Injection* scheme, our framework strictly generalizes Transformers to capture all Regular Languages, $\mathsf{NC}^1$-complete problems (such as Boolean Formula Evaluation), and fundamental separations like Parity and Modular Counting, while preserving $O(\log T)$ parallel training efficiency. Theoretical analysis and empirical results demonstrate that Rational Transductors solve the "Regular Gap," enabling robust length generalization on algorithmic tasks where standard Transformers fail, without the sequential computational bottlenecks of traditional RNNs.
To Grok Grokking: Provable Grokking in Ridge Regression
Mingyue Xu ⋅ Gal Vardi ⋅ Itay Safran
We study grokking — the onset of generalization long after overfitting — in a classical ridge regression setting. We prove end-to-end grokking results for learning over-parameterized linear regression models using gradient descent with weight decay. Specifically, we prove that the following stages occur: (i) the model overfits the training data early during training; (ii) poor generalization persists long after overfitting has manifested; and (iii) the generalization error eventually becomes arbitrarily small. Moreover, we show, both theoretically and empirically, that grokking can be amplified or eliminated in a principled manner through proper hyperparameter tuning. To the best of our knowledge, these are the first rigorous quantitative bounds on the generalization delay (which we refer to as the "grokking time") in terms of training hyperparameters. Lastly, going beyond the linear setting, we empirically demonstrate that our quantitative bounds also capture the behavior of grokking on non-linear neural networks. Our results suggest that grokking is not an inherent failure mode of deep learning, but rather a consequence of specific training conditions, and thus does not require fundamental changes to the model architecture or learning algorithm to avoid.