Oral Session
Oral 4C LLM Alignment & Reliability
HALL D2
Position: The Alignment Community is Unintentionally Building a Censor’s Toolkit
Sarah Ball ⋅ Phil Hackemann
This position paper argues that modern alignment methods – originally designed to prevent harmful output – are dual-use technologies that may easily be misused by malicious actors for censorship and manipulation. By mapping current alignment techniques to the possibility and actual cases of misuse, we show that the quest for a ''perfectly aligned'' model inadvertently also provides malicious actors with an ever-improving tool for informational dominance. We need to discuss this dual-use potential now, as its risk is exacerbated by rapid user adoption of AI as information provider and a political landscape that increasingly shifts towards authoritarianism. We conclude by urging the community to consider the intentional misuse of safety mechanisms and propose mitigation strategies to safeguard against this dual-use potential.
Information Flow Reveals When to Trust Language Models
Rui Xu ⋅ Yi Chen ⋅ Jiujiu Chen ⋅ Sihong Xie
In retrieval-augmented generation, language models can generate incorrect responses if they fail to utilize query-relevant content from the retrieved evidence. This shifts the focus of uncertainty quantification (UQ) toward assessing contextual grounding, i.e., whether predictions are supported by query-relevant tokens. Recent UQ methods unpack language models to characterize how inputs are processed. Nevertheless, these methods focus on a few layers and overlook the whole progressive propagation within the model, thereby failing to fully capture the grounding dynamics essential for reliable uncertainty estimation. We use information flow to build a layer-wise trace that reveals each context token’s contribution to the output, providing an interpretable basis for assessing reliability. From this analysis, we introduce two measures to calibrate prediction confidence. The first, \textit{simulatability}, posits that a prediction is more likely to be correct when context token contributions align closely with their true relevance. The second, \textit{concentration}, asserts that a response is more likely to be correct when it is derived from a narrow, focused subset of tokens. Experiments show that our method achieves an average AUROC of 0.709, exceeding the runner-up performance of 0.676, while maintaining moderate computational cost.
Modeling Hierarchical Thinking in Large Reasoning Models
G M Shahariar ⋅ Erfan Shayegani ⋅ Ali Nazari ⋅ Nael Abu-Ghazaleh
Large Reasoning Models (LRMs) solve complex tasks by generating long Chain-of-Thought (CoT) sequences; however, the emergent dynamics governing reasoning trajectories are not well understood and can lead to inconsistencies and reasoning pathologies. In this work, we propose to approximate LRM's emerging hierarchical reasoning dynamics as a trajectory within a Finite State Machine (FSM) transitioning among six abstract cognitive states. We demonstrate that these states and transitions can be captured in the latent state of the model. We believe that this representation can have different applications in the interpretability and optimization of LRM models. For example, by analyzing the topology of these transitions, we identify statistical shifts in reasoning strategies that help identify effective reasoning chains from those that fail. To illustrate these potential advantages, we propose $Q$-Value guided steering, a training-free inference-time control method that treats reasoning as a planning problem. We estimate the long-horizon utility of state transitions and apply sparse, orthogonal activation steering at sentence boundaries to align the CoT generation with optimal reasoning policies. Experiments across four benchmarks (AIME25, MATH-500, GSM8k, and GPQA Diamond) using three state-of-the-art open reasoning models demonstrate that $Q$-Value steering policy achieves significant performance gains with "surgical'' efficiency, often requiring $25\times$ fewer interventions than greedy and weighted baselines, which suggests that reasoning can be effectively controlled by guiding high-level cognitive dynamics rather than micro-managing token generation. Code is available at: https://github.com/shahariar-shibli/CoT-FSM.
Reward-free Alignment for Conflicting Objectives
Peter Chen ⋅ Xiaopeng Li ⋅ Xi Chen ⋅ Tianyi Lin
Direct alignment methods are increasingly used to align large language models (LLMs) with human preferences. However, many real-world alignment problems involve multiple conflicting objectives, where naive aggregation of preferences can lead to unstable training and poor trade-offs. In particular, weighted loss methods may fail to identify update directions that simultaneously improve all objectives, and existing multi-objective approaches often rely on explicit reward models, introducing additional complexity and distorting user-specified preferences. The contributions of this paper are two-fold. First, we propose a Reward-free Alignment framework for Conflicted Objectives (RACO) that directly leverages pairwise preference data and resolves gradient conflicts via a novel clipped variant of conflict-averse gradient descent. We provide convergence guarantees to Pareto-critical points that respect user-specified objective weights, and further show that clipping can strictly improve convergence rate in the two-objective setting. Second, we improve our method using some heuristics and conduct experiments to demonstrate the compatibility of the proposed framework for LLM alignment. Both qualitative and quantitative evaluations on multi-objective summarization and safety alignment tasks across multiple LLM families (Qwen 3, Llama 3, Gemma 3) show that our method consistently achieves better Pareto trade-offs compared to existing multi-objective alignment baselines.