RBCBF: Decoding Time Safety Alignment via Risk Guided Rollback and Barrier Control
Abstract
Existing decoding-time safety interventions are often reactive, relying on local signals to correct unsafe outputs after they emerge. Under adversarial prompts that drive generation into recurring unsafe response, such local signals provide weak guidance for stable repair. As a result, rollback and post-hoc rewriting often trade-off response quality with recurrent violations. To address these limitations, we propose RBCBF, a rollback-based decoding-time framework that jointly selects intervention steps and performs distribution-level corrective control. Our key innovation is a risk-aggregation formulation that views terminal violations as the accumulated build-up of risk along the prefix. By selecting rollback steps from these decisive prefixes, RBCBF moves rollback targeting beyond heuristic cues and turns it into a trajectory-level decision. RBCBF then applies invasive corrective control to the next-token distribution under multiple rule constraints. Across jailbreak-style evaluations, RBCBF outperforms prior rollback methods and decoding-time baselines, reducing harmful responses and substantially lowering violation recurrence.
Lay Summary
Large language models can sometimes produce unsafe answers when facing harmful or adversarial prompts. This paper proposes RBCBF, a method that identifies where an unsafe answer starts to go wrong, returns to that point, and guides the model to continue more safely. Experiments show that RBCBF reduces harmful outputs while preserving response quality and keeping the added cost moderate.