Uncovering Hidden Triggers: Backdoor Attribution in Language Models
Miao Yu ⋅ Zhenhong Zhou ⋅ Moayad Aloqaily ⋅ Kun Wang ⋅ Biwei Huang ⋅ Stephen Wang ⋅ Yueming Jin ⋅ Qingsong Wen
Abstract
Fine-tuned Large Language Models (LLMs) are vulnerable to backdoor attacks through data poisoning, yet the internal mechanisms governing these attacks remain a black box. Previous research on interpretability for LLM safety tends to focus on alignment, jailbreak, and hallucination, but overlooks backdoor mechanisms, making it difficult to understand and fully eliminate the backdoor threat. In this paper, aiming to bridge this gap, we explore the interpretable mechanisms of LLM backdoors through Backdoor Attribution (BkdAttr), a tripartite causal analysis framework. We first introduce the Backdoor Probe that proves the existence of learnable backdoor features encoded within the representations. Building on this insight, we further develop Backdoor Attention Head Attribution (BAHA), efficiently pinpointing the specific attention heads responsible for processing these features. Our primary experiments reveals these heads are relatively sparse; ablating a minimal \textbf{$\sim$ 3%} of total heads is sufficient to reduce the Attack Success Rate (ASR) by \textbf{over 90%}. More importantly, we further employ these findings to construct the Backdoor Vector derived from these attributed heads as a master controller for the backdoor. Through only \textbf{1-point} intervention on \textbf{single} representation, the vector can either boost ASR up to \textbf{$\sim$ 100% $\uparrow$} on clean inputs, or completely neutralize backdoor, suppressing ASR down to \textbf{ $\sim$ 0%} on triggered inputs. In conclusion, our work pioneers the exploration of mechanistic interpretability in LLM backdoors, demonstrating a powerful method for backdoor control and revealing actionable insights for the community.
Lay Summary
(1) Large language models can be secretly manipulated through "backdoors" inserted during training, causing them to produce harmful outputs when triggered. (2) We developed a method to uncover and analyze these hidden backdoors by identifying specific internal components responsible for the malicious behavior. (3) Our approach can effectively neutralize these threats by targeting just a small fraction of the model's components, making AI systems safer and more trustworthy.
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